FinCEN seeks to vastly expand advisors’ AML investment responsibilities | Sham Health Insurance Leads to FTC $195 Million Judgement | Regs, Bulletins, and Legislation
Weekly snippets from the Insurance Compliance Insight (ICI) Newsletter. A weekly subscription service published by an insurance compliance professional for insurance compliance professionals!
FinCEN seeks to vastly expand advisors’ AML investment responsibilities
On February 15, 2024, the Financial Crimes Enforcement Network (FinCEN) published its proposed rule related to “Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers.”…
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Sham Health Insurance Leads to FTC $195 Million Judgement
On February 7, 2024, the Federal Trade Commission (FTC) obtained an Order in its favor of the FTC’s Motion for Summary Judgment in the claims it made against Simple Health Plans, LLC, et al in the Federal District Court in the Southern District of Florida.…
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Your Guide to Insurance Regulations, Bulletins, and Legislation
Alphabetically by line of business/topic and then by state.
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Resources: DOL Proposed Fiduciary Rule
We will update this page with new information that becomes available regarding the DOL proposed regulatory amendments.
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